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Investment companies

Protect your investments

The investment sector is at high risk of being exploited for money laundering, terrorist financing, and market abuse. To safeguard your business, you need robust and risk-based AML and MAR programmes to comply with regulations, know who your customers are, and monitor trading activity.

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Achieving AML and MAR success in the investment sector

Regulators demand investment funds and asset managers to comply with anti-money laundering and market abuse regulations, including the EU's Anti-Money Laundering Directives (AMLD), Market Abuse Regulation (MAR) and Markets in Financial Instruments Directive (MiFID II).

This is a consequence of today's complex financial landscape, which opens up new methods to commit financial crimes, forcing investment and asset managers to stay one step ahead.

Implementing a risk-based, fully encompassing AML and MAR programmes to monitor and understand your customers has never been more critical.

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Ensuring effective compliances processes

Reduce the complexity of AML and MAR compliance with comprehensive, robust solutions that adapt to the evolving risks and regulations in the financial industry.

Our solutions allow you to implement an end-to-end AML programme to onboard customers smoothly, keep track of their behaviours and transactions, and stay compliant.

To comply with MAR and MiFID regulations, keep track of your trading data with comprehensive and advanced trade monitoring. 

Switching to Trapets has made us feel safer and more confident in managing our client’s needs. And since everything is registered in Trapets, it’s easy to follow each case from start to finish.”
Elisabet Dahlberg, Fund administrator at AMF
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End-to-end AML solutions for investment companies

PEP and sanctions screening

It has never been more critical to know whose money you invest. Focus on finding high-risk customers to mitigate the risk of illicit activities to your business. Regularly screen all potential and existing customers against sanctions, PEP/RCA lists, and UBO information.

KYC onboarding and due diligence

Knowing who you're doing business with is more important than ever, but you want to onboard new customers without friction and delays. Create a secure, streamlined onboarding process with centralised questionnaire creation, approval models, and customer case management in one place. 

Transaction monitoring and behaviour analysis

Track and monitor suspicious transactions and behaviours by receiving alerts that require your attention. Advanced monitoring and risk assessments help you detect and identify suspicious activities before it's too late. Combine screening, risk models, case management, and reporting in the same solution.

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Trade surveillance for investment companies

Trapets Market and Trade Surveillance enables you to safeguard your trading integrity and compliance in a fast-moving and intricate market. 

You can customise and adjust your surveillance system according to your business requirements. Use adaptable, modular dashboards for complete control over your monitoring.

You can rely on your surveillance outcomes with state-of-the-art detection and collaborative work. Reduce surveillance expenses with efficient and automated monitoring.

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For a demo and more in-depth information, features and pricing about our solutions, please complete the form, and our team will contact you shortly.

Read more about our AML and MAR solutions

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    AML solutions

    Get an all-in-one solution where you can manage and continually improve your AML processes. Transaction monitoring, customer due diligence, and screening in one place for smarter day-to-day compliance.

  • Modern building with a curved facade made up of windows in various shades of blue, gray, and orange.

    MAR solutions

    Automate and optimise your market and trade surveillance to detect, analyse, and report suspicious orders and transactions faster and more accurately.