Achieving AML and MAR success in the investment sector
Regulators demand investment funds and asset managers to comply with anti-money laundering and market abuse regulations, including the EU's Anti-Money Laundering Directives (AMLD), Market Abuse Regulation (MAR) and Markets in Financial Instruments Directive (MiFID II).
This is a consequence of today's complex financial landscape, which opens up new methods to commit financial crimes, forcing investment and asset managers to stay one step ahead.
Implementing a risk-based, fully encompassing AML and MAR programmes to monitor and understand your customers has never been more critical.