A guide to AML and MAR for investment funds and asset managers

Download your copy and learn about the importance of a risk-based AML program and advanced MAR surveillance.

This guide outlines:

  • Common financial crime risks
  • 8 steps to mitigate such risks
  • Tools to help companies navigate compliance

A modern office setting with a group of people seated around a wooden conference table.

Due to the highly regulated financial environment, investment funds and asset managers face rising challenges to comply with strict Anti-Money Laundering (AML) and Market Abuse Regulation (MAR) requirements. 

Implementing a comprehensive, risk-based AML program and advanced MAR surveillance is critical to ensure compliance with evolving regulatory standards and industry best practices. 

Adopting compliance solutions enables financial firms to stay proactive, mitigate risks, detect suspicious activity, and maintain operational efficiency. 

Download your copy and learn about the importance of a risk-based AML program and advanced MAR surveillance.