With an increasing range of financial instruments being offered, trading is becoming more and more complex. The market structure has also become more variable and complicated and the volumes of transactions have increased sharply.
At the same time the obligation has increased for the firms to monitor their trading activities in order to detect and report suspicious orders and trades. The ESMA Guideline on automated trading has clarified the monitoring demands and upcoming EU regulation on market abuse is expected to further increase these demands.
Effective market surveillance has become an area for experienced experts with access to advanced surveillance systems and comprehensive market data.
To assist firms in achieving regulatory compliance regarding trade monitoring and surveillance, Trapets offers Outsourced Trading Surveillance, OTS.
On July 3rd this summer, the Market Abuse Regulation,”MAR”, will be implemented across the EU. Please download Trapets White Paper about it.
OTS is a fully outsourced service where a team of experts within Trapets perform the operational surveillance tasks on behalf of the client including detection, investigation, documentation and reporting of suspicious transactions. The service also includes the surveillance system InstantWatch Market along with its installation, implementation and setup.
The OTS team are surveillance experts with many years of experience in surveillance and investigations within Regulators, Regulated Markets, MTFs and Firms. They are experts on the rules and regulations for securities trading which guarantees your company to be up to date in this area, today and in the future.